Full-Service Brokerage

Our full-service brokerage division offers a broad spectrum of traditional brokerage products and capabilities, including:

• Domestic and international equities
• Corporate, government and municipal bonds (fixed income)
• Options
• Annuities
• IRAs
• Structured products and derivates
• Separately managed accounts (SMA)
• Fee-based advisory accounts with either the advisor or client as manager
• Unified managed accounts (UMA) that provide appropriate, manager selection and monitoring for individuals and families in a single account

Capital Markets and Institutional Brokerage

Our capital markets desk serves institutional clients in both the equity and fixed income markets.  We facilitate block equity trades for institutional clients.  We also offer government, agency and corporate bonds to both institutional and individual clients.

Fixed Income Sales

For more than twenty years, our CUvest division has worked to develop, manage and service the fixed income investment needs of federal and state-chartered credit unions.  Our products include agency-issued, municipal and corporate bonds, mortgage-backed securities and Jumbo CDs.